REGULATORY ADVISORY SERVICES (RSA)
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Transactional Compliance Assessment
Our experts in compliance matters can advise international companies in structuring their operations that can facilitate relations with Financial Institutions and international trade partners.
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AML/CFT Services
Our professionals have proven experience in the implementation and evaluation of compliance programs from different industries. Our services can mitigate regulatory risks as well as identify vulnerabilities.
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High Risk Account Reviews
Our Compliance consultants can carry out independent audits of high risk relations that could lead to potential risks. Our reports are focused on future regulatory or reputational risk by reviewing all existing documentation and evidencing compliance of local regulatory provisions.
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Regulatory Inquires
RTP Professionals have important international regulatory experience and advice Board of Directors, CEO’s and Risk/Compliance officials in different regulatory and risk matters. We have advised in different matters such as:
- Implementation of Risk Matrixes
- Client transactions
- Risk Assessment for new products
- Adjusting Transaction Monitoring Software
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Corporate Governance
We advise our clients in the implementation and correct functioning of a Corporate Governance structure which can project transparency, efficiency and sustainability of operations to stakeholders.
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FCPA Review and Other Corruption Related Investigations
We can carry out independent forensic audits in order to evidence that our clients have proper standards in their relations with government officials.